Anton Pannekoek

Lenin as Philosopher

Chapter 2
Middle-Class Materialism [1]

Returning now to the political scene out of which Marxism emerged, it must be noted that the German revolution of 1848 did not bring full political power to the bourgeoisie. But after 1850 capitalism developed strongly in France and Germany. In Prussia the Progressive Party began its fight for parliamentarism, whose inner weakness became evident later when the government through military actions met the demands of the bourgeoisie for a strong national State. Movements for national unity dominated the political scene of Central Europe. Everywhere, with the exception of England where it already held power, the rising bourgeoisie struggled against the feudal absolutist conditions.

The struggle of a new class for power in State and society is at the same time always a spiritual struggle for a new world view. The old powers can be defeated only when the masses rise up against them or, at least, do not follow them any longer. Therefore it was necessary for the bourgeoisie to make the working masses its followers and win their adherence to capitalist society. For this purpose the old ideas of the petty bourgeoisie and the peasants had to be destroyed and supplanted with new bourgeois ideologies. Capitalism itself furnished the means to this end.

The natural sciences are the spiritual basis of capitalism. On the development of these sciences depends the technical progress that drives capitalism forward. Science, therefore, was held in high esteem by the rising bourgeois class. At the same time this science freed them from the conventional dogmas embodying the rule of feudalism. A new outlook on life and on the world sprang up out of the scientific discoveries, and supplied the bourgeoisie with the necessary arguments to defy the pretensions of the old powers. This new world outlook it disseminated among the masses. To the peasant farm and the artisan workshop belong the inherited biblical faith. But as soon as the sons of the peasants or the impoverished artisans become industrial workers their mind is captured by capitalist development. Even those who remain in pre-capitalistic conditions are lured by the more liberal outlook of capitalist progress and become susceptible to the propaganda of new ideas.

The spiritual fight was primarily a struggle against religion. The religious creed is the ideology of past conditions; it is the inherited tradition which keeps the masses in submission to the old powers and which had to be defeated. The struggle against religion was imposed by the conditions of society; hence it had to take on varying forms with varying conditions. In those countries where the bourgeoisie had already attained full power, as for instance in England, the struggle was no longer necessary and the bourgeoisie paid homage to the established church. Only among the lower middle class and among the workers did more radical trends of thought find some adherence. In countries where industry and the bourgeoisie had to fight for emancipation they proclaimed a liberal, ethical Christianity in opposition to the orthodox faith. And where the struggle against a still powerful royal and aristocratic class was difficult, and required the utmost strength and exertion, the new world view had to assume extreme forms of radicalism and gave rise to middle-class materialism. This was so to a great extent in Central Europe; so it is natural that most of the popular propaganda for materialism (Moleschott, Vogt, Büchner), originated here, though it found an echo in other countries. In addition to these radical pamphlets, a rich literature popularising the modern scientific discoveries appeared, supplying valuable weapons in the struggle to free the masses of the citizens, the workers, and the peasants, from the spiritual fetters of tradition, and to turn them into followers of the progressive bourgeoisie. The middle-class intelligentsia – professors, engineers, doctors – were the most zealous propagandists of the new enlightenment.

The essence of natural science was the discovery of laws operating in nature. A careful study of natural phenomena disclosed recurring regularities which allowed for scientific predictions. The 17th century had already known the Galilean law of falling bodies and gravity, Kepler’s laws of the planetary motions, Snell’s law of the refraction of light, and Boyle’s law of the gas pressure. Towards the end of the century came the discovery of the law of gravitation by Newton, which more than all preceding discoveries exerted a tremendous influence in the philosophical thought of the 18th and 19th centuries. Whereas the others were rules that were not absolutely correct, Newton’s law of gravitation proved to be the first real exact law strictly dominating the motions of the heavenly bodies, which made possible predictions of the phenomena with the same precision with which they could be observed. From this the conception developed that all natural phenomena follow entirely rigid definite laws. In nature causality rules: gravity is the cause of bodies falling, gravitation causes the movements of the planets. All occurring phenomena are effects totally determined by their causes, allowing for neither free will, nor chance nor caprice.

This fixed order of nature disclosed by science was in direct contrast to the traditional religious doctrines in which God as a despotic sovereign arbitrarily rules the world and deals out fortune and misfortune as he sees fit, strikes his enemies with thunderbolts and pestilence and rewards others with miracles. Miracles are contradictory to the fixed order of nature; miracles are impossible, and all reports about them in the Bible are fables. The biblical and religious interpretations of nature belong to an epoch in which primitive agriculture prevailed under the overlordship of absolute despots. The natural philosophy of the rising bourgeoisie, with its natural laws controlling all phenomena, belongs to a new order of state and society where the arbitrary rule of the despot is replaced by laws valid for all.

The natural philosophy of the Bible, which theology asserts to be absolute, divine, truth is the natural philosophy of ignorance that has been deceived by outward appearances, that saw an immovable earth as the centre of the universe, and held that all matter was created and was perishable. Scientific experience showed, on the contrary, that matter which apparently disappeared (as for instance in burning) actually changes into invisible gaseous forms. Scales demonstrated that a reduction of the total weight did not occur in this process and that, therefore, no matter disappeared. This discovery was generalised into a new principle; matter cannot be destroyed, its quantity always remains constant, only its forms and combinations change. This holds good for each chemical element; its atoms constitute the building stones of all bodies. Thus science with its theory of the conservation of matter, of the eternity of nature, opposed the theological dogma of the creation of the world some 6,000 years ago.

Matter is not the only persistent substance science discovered in the transient phenomena. Since the middle of the 19th century the law known as the conservation of energy came to be regarded as the fundamental axiom of physics. Here, too, a fixed and far reaching order of nature was observed; in all phenomena changes of the form of energy take place: heat and motion, tension and attraction, electrical and chemical energy; but the total quantity never changes. This principle led to an understanding of the development of cosmic bodies, the sun and the earth, in the light of which all the assertions of theology appeared like the talk of a stuttering child.

Of even greater consequence were the scientific discoveries concerning man’s place in the world. Darwin’s theory of the origin of species, which showed the evolution of man from the animal kingdom, was in complete contradiction to all religious doctrines. But even before Darwin, discoveries in biology and chemistry revealed the organic identity of all human and living creatures with non-organic nature. The protoplasm, the albuminous substance of which the cells of all living beings are composed and to which all life is bound, consists of the same atoms as all other matter. The human mind, which was elevated into a part of divinity by the theological doctrine of the immortal soul, is closely bound up with the physical properties of the brain; all spiritual phenomena are the accompaniment to or the effect of material occurrences in the brain cells.

Middle-class materialism drew the most radical conclusions from these scientific discoveries. Everything spiritual is merely the product of material processes; ideas are the secretion of the brain, just as bile is the secretion of the liver. Let religion – said Büchner – go on talking about the fugacity of matter and the immortality of the mind; in reality it is the other way around. With the least injury of the brain everything spiritual disappears; nothing at all remains of the mind when the brain is destroyed, whereas the matter, its carrier, is eternal and indestructible. All phenomena of life, including human ideas, have their origin in the chemical and physical processes of the cellular substance; they differ from non-living matter only in their greater complexity. Ultimately all their processes must be explained by the dynamics and movements of the atoms.

These conclusions of natural-science materialism, however, could not be upheld to their utmost consequences. After all, ideas are different from bile and similar bodily secretions; mind cannot be considered as a form of force or energy, and belongs in a quite different category. If mind is a product of the brain which differs from other tissues and cells only in degree of complexity, then, fundamentally, it must be concluded that something of mind, some sensation, is to be found in every animal cell. And because the cellular substance is only an aggregate of atoms, more complex but in substance not different from other matter, the conclusion must be that something of what we call mind is already present in the atom: in every smallest particle of matter there must be a particle of the “spiritual substance.” This theory of the “atom-soul” we find in the works of the prominent zoologist Ernst Haeckel, energetic propagandist of Darwinism and courageous combater of religious dogmatism. Haeckel did not consider his philosophical views as materialism but called them monism – strangely enough since he extends the duality of mind-matter down to the smallest elements of the world.

Materialism could dominate the ideology of the bourgeois class only for a short time. Only so long as the bourgeoisie could believe that its society of private property, personal liberty, and free competition, through the development of industry, science and technique, could solve the life problems of all mankind – only so long could the bourgeoisie assume that the theoretical problems could be solved by science, without the need to assume supernatural and spiritual powers. As soon, however, as it became evident that capitalism could not solve the life problems of the masses, as was shown by the rise of the proletarian class struggle, the confident materialist philosophy disappeared. The world was seen again full of insoluble contradictions and uncertainties, full of sinister forces threatening civilisation. So the bourgeoisie turned to various kinds of religious creeds, and the bourgeois intellectuals and scientists submitted to the influence of mystical tendencies. Before long they were quick to discover the weaknesses and shortcomings of materialist philosophy, and to make speeches on the “limitations of science” and the insoluble “world-riddles.”

Only a small number of the more radical members of the lower and middle classes, who clung to the old political slogans of early capitalism, continued to hold materialism in respect. Among the working class it found a fertile ground. The adherents of anarchism always were its most convinced followers. Socialist workers embraced the social doctrines of Marx and the materialism of natural science with equal interest The practice of labour under capitalism, their daily experience and their awakening understanding of social forces contributed greatly towards undermining traditional religion. Then, to solve their doubts, the need for scientific knowledge grew, and the workers became the most zealous readers of the works of Büchner and Haeckel. Whilst Marxist doctrine determined the practical, political and social ideology of the workers, a deeper understanding asserted itself only gradually; few became aware of the fact that middle-class materialism had long since been outdated and surpassed by Historical Materialism. This, by the way, concurs with the fact that the working-class movement had not yet reached beyond capitalism, that in practice the class struggle only tended to secure its place within capitalist society, and that the democratic solutions of the early middle class movements were accepted as valid for the working class also. The full comprehension of revolutionary Marxist theory is possible only in connection with revolutionary practice.

Wherein then, do middle-class materialism and Historical Materialism stand opposed to one another?

Both agree insofar as they are materialist philosophies, that is, both recognise the primacy of the experienced material world; both recognise that spiritual phenomena, sensation, consciousness, ideas, are derived from the former. They are opposite in that middle-class materialism bases itself upon natural science, whereas Historical Materialism is primarily the science of society. Bourgeois scientists observe man only as an object of nature, the highest of the animals, determined by natural Laws. For an explanation of man’s life and action, they have only general biological Laws, and in a wider sense, the laws of chemistry, physics, and mechanics. With these means little can be accomplished in the way of understanding social phenomena and ideas. Historical Materialism, on the other hand, lays bare the specific evolutionary laws of human society and shows the interconnection between ideas and society.

The axiom of materialism that the spiritual is determined by the material world, has therefore entirely different meanings for the two doctrines. For middle-class materialism it means that ideas are products of the brain, are to be explained out of the structure and the changes of the brain substance, finally out of the dynamics of the atoms of the brain. For Historical Materialism, it means that the ideas of man are determined by his social conditions; society is his environment which acts upon him through his sense organs. This postulates an entirely different kind of problem, a different approach, a different line of thought, hence, also a different theory of knowledge.

For middle class materialism the problem of the meaning of knowledge is a question of the relationship of spiritual phenomena to the physico-chemical-biological phenomena of the brain matter. For Historical Materialism it is a question of the relationship of our thoughts to the phenomena which we experience as the external world. Now man’s position in society is not simply that of an observing being: he is a dynamic force which reacts upon his environment and changes it. Society is nature transformed through labour. To the scientist, nature is the objectively given reality which he observes, which acts on him through the medium of his senses. To him the external world is the active and dynamic element, whilst the mind is the receptive element. Thus it is emphasised that the mind is only a reflection, an image of the external world, as Engels expressed it when he pointed out the contradiction between the materialist and idealist philosophies. But the science of the scientist is only part of the whole of human activity, only a means to a greater end. It is the preceding, passive part of his activity which is followed by the active part; the technical elaboration, the production, the transformation of the world by man.

Man is in the first place an active being. In the Labour process he utilises his organs and aptitudes in order to constantly build and remake his environment. In this procedure he not only invented the artificial organs we call tools, but also trained his physical and mental aptitudes so that they might react effectively to his natural environment as instruments in the preservation of life. His main organ is the brain whose function, thinking, is as good a physical activity as any other. The most important product of brain activity, of the efficient action of the mind upon the world is science, which stands as a mental tool next to the material tools and, itself a productive power, constitutes the basis of technology and so an essential part of the productive apparatus.

Hence Historical Materialism looks upon the works of science, the concepts, substances, natural Laws, and forces, although formed out of the stuff of nature, primarily as the creations of the mental Labour of man. Middle-class materialism, on the other hand, from the point of view of the scientific investigator, sees all this as an element of nature itself which has been discovered and brought to light by science. Natural scientists consider the immutable substances, matter, energy, electricity, gravity, the Law of entropy, etc., as the basic elements of the world, as the reality that has to be discovered. From the viewpoint of Historical Materialism they are products which creative mental activity forms out of the substance of natural phenomena.

This is one fundamental difference in the method of thinking. Another difference lies in dialectics which Historical Materialism inherited from Hegel. Engels has pointed out that the materialist philosophy of the 18th-century disregarded evolution; it is evolution that makes dialectic thinking indispensable. Evolution and dialectics since have often been regarded as synonymous; and the dialectic character of Historical Materialism is supposed to be rendered by saying that it is the theory of evolution. Evolution, however, was well known in the natural science of the 19th century. Scientists were well acquainted with the growth of the cell into a complete organism, with the evolution of animal species as expressed in Darwinism, and with the theory of evolution of the physical world known as the law of entropy. Yet their method of reasoning was undialectic. They believed the concepts they handled to be fixed objects, and considered their identities and opposites as absolutes. So the evolution of the world as well as the progress of science brought out contradictions, of which many examples have been quoted by Engels in his Anti-Dühring. Understanding in general and science in particular segregate and systematise into fixed concepts and rigid laws what in the real world of phenomena occurs in all degrees of flux and transition. Because language separates and defines groups of phenomena by means of names, all items falling into a group, as specimens of the concept, are considered similar and unchangeable. As abstract concepts, they differ sharply, whereas in reality they transform and merge into one another. The colours blue and green are distinct from each other but in the intermediary nuances no one can say where one colour ends and the other begins. It cannot be stated at what point during its life cycle a flower begins or ceases to be a flower. That in practical life good and evil are not absolute opposites is acknowledged every day, just as that extreme justice may become extreme injustice. Judicial freedom in capitalist development manifests itself as actual slavery. Dialectic thinking is adequate to reality in that in handling the concepts it is aware that the finite cannot fully render the infinite, nor the static the dynamic, and that every concept has to develop into new concepts, even into its opposite. Metaphysical, undialectical thinking, on the other hand, leads to dogmatic assertions and contradictions because it views conceptions formulated by thought as fixed, independent entities that make up the reality of the world. Natural science proper, surely, does not suffer much from this shortcoming. It surmounts difficulties and contradictions in practice insofar as it continually revises its formulations, increases their richness by going into finer details, improves the qualitative distinctions by mathematical formulas, completes them by additions and corrections, thereby bringing the picture ever closer to the original, the world of phenomena. The lack of dialectic reasoning becomes disturbing only when the scientist passes from his special field of knowledge towards general philosophical reasonings, as is the case with middle-class materialism.

Thus, for instance, the theory of the origin of species often leads to the notion that the human mind, having evolved from the animal mind, is qualitatively identical with the latter and has only increased in quantity. On the other hand, the qualitative difference between the human and the animal mind, a fact of common experience, was raised by theological doctrine, in enunciating the immortality of the soul, into an absolute anti-thesis. In both cases there is a lack of dialectic thinking according to which a similarity in original character, when through the process of growth the increasing quantitative difference turns into qualitative difference – the so-called inversion of quantity into quality – requires new names and characteristics, without leading to complete antithesis and loss of affinity.

It is the same metaphysical, non dialectic thinking to compare thought, because it is the product of brain processes with such products of other organs as bile; or to assume that mind, because it is a quality of some material substance, must be a characteristic quality of all matter. And especially, to think that because mind is something other than matter, it must belong to an absolutely and totally different world without any transition, so that a dualism of mind and matter, reaching down to the atoms, remains sharp and unbridgeable. To dialectic thinking mind simply is a concept incorporating all those phenomena we call spiritual, which, thus, cannot reach beyond their actual appearance in the lowest living animals. There the term mind becomes questionable, because the spiritual phenomena disappear gradually into mere sensibility, into the more simple forms of life. “Mind” as a characteristic existing quality, a separate something, which either is or is not there, does not exist in nature; mind is just a name we attach to a number of definite phenomena, some perceived clearly, others uncertainly, as spiritual.

Life itself offers a close analogy. Proceeding from the smallest microscopic organisms to still smaller invisible bacteria and viruses, we finally come to highly complicated albuminous molecules that fall within the sphere of chemistry. Where in this succession living matter ceases to exist and dead matter begins cannot be determined; phenomena change gradually, become simplified, are still analogous and yet already different. This does not mean that we are unable to ascertain demarcation lines; it is simply the fact that nature knows of no boundaries. A condition of quality “life”, which either is or is not present, does not exist in nature: again life is a mere name, a concept we form in order to comprehend the endless variety of gradations in life phenomena. Because middle-class materialism deals with life and death, matter and mind, as if they were genuine realities existing in themselves, it is compelled to work with hard and sharp opposites, whereas nature offers an immense variety of more or less gradual transitions.

Thus the difference between middle-class materialism and Historical Materialism reaches down to basic philosophical views. The former, in contradiction to the comprehensive and perfectly realistic Historical Materialism is illusionary and imperfect – just as the bourgeois class movement, of which it was the theory, represented an imperfect and illusionary emancipation, in contrast to the complete and real emancipation by way of the proletarian class struggle.

The difference between the two systems of thought shows itself practically in their position towards religion. Middle-class materialism intended to overcome religion. However, a certain view arisen out of social life cannot be vanquished and destroyed merely by refuting it with argumentation; this means posing one point of view against another: and every argument finds a counter-argument. Only when it is shown why, and under what circumstances such a view was necessary, can it be defeated by establishing the transient character of these conditions. Thus the disproof of religion by natural science was effective only insofar as the primitive religious beliefs were concerned, where ignorance about natural laws, about thunder and lightning, about matter and energy, led to all kinds of superstition. The theory of bourgeois society was able to destroy the ideologies of primitive agricultural economy. But religion in bourgeois society is anchored in its unknown and uncontrollable social forces; middle-class materialism was unable to deal with them. Only the theory of the workers’ revolution can destroy the ideologies of bourgeois economy. Historical Materialism explains the social basis of religion and shows why for certain times and classes it was a necessary way of thought. Only thus was its spell broken. Historical Materialism does not fight religion directly; from its higher vantage point it understands and explains religion as a natural phenomenon under definite conditions. But through this very insight it undermines religion and foresees that with the rise of a new society religion will disappear. In the same way Historical Materialism is able to explain the temporary appearance of materialist thought among the bourgeoisie, as well as the relapse of this class into mysticism and religious trends. In the same way, too, it explains the growth of materialist thought among the working class as being not due to any anti-religious argument but to the growing recognition of the real forces in capitalist society.



1. The phrase “middle class” is here used as a translation for the German word “bürgerlich”. The more modern term used in Marxist discourse for this concept is “bourgeois” (i.e. relating to the capitalist or bourgeois class) in order to distinguish it from the rather imprecise term “middle class”, which is often used as a broad description for white-collar workers, professionals, the self-employed etc. Similarly when this text refers to “the middle class” it is referring to the bourgeoisie or capitalist class. (Note by MIA)


Last updated on 6.19.2017